APA (American Psychological Association)
Ethical Guidelines for Research
with Human Subjects
Summarized below are the Ethical guidelines for
research with human subjects, which were published by the American
Psychological Association in 1981. These regulations have been
incorporated into broader ethical guidelines published more
recently. Those broader guidelines can be found on the
APA website. However, we believe
that the simple guidelines published in 1981 still capture the broad
principles of ethics in research well and so have chosen to
summarize them here for you.
Preamble: Scientific research
contributes to human welfare. Every researcher automatically assumes
responsibility to conduct research with concern and sensitivity for
the welfare and dignity of all human participants and to conform to
all professional standards and all state and federal regulations
regarding research with human participants. This general principle
is clarified in the following ten principles.
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In
planning research, it is the researcher’s responsibility to
evaluate and ensure its ethical acceptability, to obtain ethical
advice when needed, and to apply careful safeguards to protect
participants’ rights.
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A primary concern
of the investigator is to determine whether the procedures will
place participant at risk.
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It is the
investigator’s responsibility to ensure ethical practice,
including that of all collaborators, assistants, employees, and
students.
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Informed consent
must be obtained from all participants prior to the research. If
potential participants cannot give consent, such as children,
informed consent must be obtained from a responsible surrogate,
such as a parent.
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If deception is
necessary, full disclosure must be made as soon as possible
after completion of the research.
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Participants’
freedom to decline or to withdraw at any time must be fully
respected by the investigator.
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Participants must
be protected from physical and mental harm. The investigator
must provide participants with ways to contact the investigator
at any time after completion of the research, should questions
arise.
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After data
collection, full disclosure. explanation, and answers to any
questions raised by participants must be provided.
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It is the
researcher’s responsibility to detect and to remove any negative
effects of the research, including long-term consequences.
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All information
obtained must be held in confidentiality.